Prestige Global Advisors - Terms of Service
Last Updated: June 3, 2026
1. Agreement to Terms
By accessing or using the Prestige Global Advisors platform ("Platform"), you agree to be bound by these Terms of Service. If you disagree with any part of these terms, you may not access the Platform. These Terms constitute a legally binding agreement between you and Prestige Global Advisors LLC.
2. Description of Services
Prestige Global Advisors provides discretionary and non-discretionary investment management services, including portfolio construction, asset allocation, risk management, and trade execution across equities, fixed income, commodities, and alternative investments. All investment decisions are made in accordance with your stated investment objectives, risk tolerance, and time horizon as disclosed in your Client Agreement.
3. Eligibility and Account Requirements
You must be at least 18 years old and have the legal capacity to enter into binding contracts. Account opening requires completion of KYC/AML documentation including valid government-issued identification, proof of address, and source of funds verification. We reserve the right to reject or terminate accounts that do not meet our eligibility criteria or regulatory requirements.
4. Investment Risk and Disclosures
All investments carry risk, including possible loss of principal. Past performance does not guarantee future results. Prestige Global Advisors does not guarantee returns. You acknowledge that the value of investments may fluctuate and that you could lose some or all of your invested capital. Our risk ratings are advisory in nature and do not constitute investment guarantees.
5. Fees and Compensation
Management fees range from 0.50% to 2.00% annually of assets under management, assessed quarterly in arrears. Performance-based fees may apply to certain strategies as specified in your Investment Management Agreement. Transaction fees, custodian fees, and third-party expenses may be passed through. Full fee schedule available upon request.
6. Broker Authority and Discretionary Trading
By executing a Limited Power of Attorney (LPOA), you authorize Prestige Global Advisors to manage securities accounts on your behalf. This includes authority to buy, sell, and trade securities without prior approval for each transaction. You may revoke this authority at any time by providing written notice, subject to 30 days processing.
7. Client Representations and Warranties
You represent that all information provided during account opening and throughout the relationship is true, complete, and accurate. You agree to promptly notify us of any material changes to your financial situation, investment objectives, or personal circumstances that could affect portfolio management.
8. Confidentiality and Data Protection
We maintain strict confidentiality of client information in accordance with SEC Regulation S-P and applicable privacy laws. Your personal and financial data is encrypted in transit and at rest. We do not sell client data to third parties. Information may be disclosed as required by law, regulatory inquiry, or court order.
9. Trading and Settlement Terms
All trades are executed through our clearing broker-dealer on a best-execution basis. Settlement follows standard T+1 equities and T+2 fixed income schedules. Clients authorize us to use margin accounts when appropriate and in accordance with disclosed risk parameters. Short selling requires separate authorization and minimum account balance of $25,000.
10. Deposits and Withdrawals
Deposits may be made via wire transfer, ACH, or cryptocurrency as approved. Minimum initial deposit: $10,000. Withdrawal requests are processed within 3-5 business days upon receipt of properly authenticated instructions. We reserve the right to delay withdrawals pending settlement of pending trades or regulatory compliance review.
11. Limitation of Liability
To the maximum extent permitted by law, Prestige Global Advisors shall not be liable for any indirect, incidental, special, consequential, or punitive damages arising from your use of the Platform or our investment services. Our total liability shall not exceed the total fees paid by you in the 12 months preceding the claim.
12. Arbitration and Governing Law
These Terms shall be governed by the laws of Delaware, USA. Any dispute arising under these Terms shall be resolved through binding arbitration administered by FINRA under its arbitration rules. Arbitration shall take place in New York, NY. Each party bears its own costs, except as determined by the arbitrator.
13. Termination and Account Closure
Either party may terminate the advisory relationship with 30 days written notice. Account closure requires settlement of all positions, payment of outstanding fees, and completion of AML verification. You may request full liquidation and withdrawal of remaining balances at prevailing market prices.
14. Regulatory Compliance
Prestige Global Advisors is registered with the SEC as an investment adviser. We comply with the Investment Advisers Act of 1940, SEC rules, and applicable state securities regulations. Our Form ADV Part 2A brochure is available upon request. We are not a bank and FDIC insurance does not apply.
15. Changes to Terms
We may update these Terms from time to time. Material changes will be communicated via email and posted on the Platform with 30 days advance notice. Continued use of the Platform after changes constitutes acceptance.
16. Contact Information
For questions regarding these Terms, contact: Legal Department, Prestige Global Advisors LLC, 350 Park Avenue, Suite 2100, New York, NY 10022. Email: legal@prestigeglobaladvisors.com. Phone: +1 (212) 555-0147.